95 Compliance Analyst Jobs in New York, NY
Phaxis LLC is Hiring a Compliance Analyst Near New York, NY
COMPLIANCE ANALYST AT GLOBAL FINTECH FIRM
Base Salary is $100K to $120K (based upon candidate and experience)
Year-end Bonus; and Excellent Benefits
*****Looking for College Graduate (2023) or later, who can give a Two (2) year Commitment before Law School -or- an Experienced Compliance Analyst from a Hedge Fund or Financial Institution*****
Solidly established Global FinTech Firm is looking for an experienced individual to work closely with its Team of Attorneys and Compliance Professionals as a Compliance Analyst. In this role, you will ensure that the firm’s business activities are conducted in strict accordance with regulatory requirements. This position affords the opportunity for broad exposure to the firm’s trading, operations, and software development groups, as well as the chance to handle real-time issues related to the firm’s suite of global investment products in a fast-paced, constantly evolving regulatory environment.
We have returned to the office in a hybrid model where employees will be in the office Tuesdays through Thursdays, with the option to work from home on Mondays and Fridays.
QUALIFICATIONS AND SKILLS
- Bachelor’s Degree or higher required
- One to Three (1-3) years of relevant experience required
- Prior experience in Paralegal Work, Accounting, Financial Operations, Compliance, or Investment Management is beneficial, but not required
- Excellent analytical abilities, drafting and verbal communication skills, and well-developed numeracy required
- Organizational and project management acumen are of great importance
- Keen eye for detail and an impressive work ethic are essential
RESPONSIBILITIES OVERVIEW
Your responsibilities will include preparing regulatory filings, collaborating with compliance staff to support the firm’s business units, designing, and reviewing automated compliance monitoring reports, and ensuring adherence to compliance policies. You will also work on long-term projects to maintain the firm’s high standards of compliance with new and existing regulations.
Job Summary
Full Time
$100k-127k (estimate)
06/11/2024
07/25/2024
The job skills required for Compliance Analyst include Commitment, Project Management, Trading, Compliance Monitoring, Verbal Communication, etc. Having related job skills and expertise will give you an advantage when applying to be a Compliance Analyst. That makes you unique and can impact how much salary you can get paid. Below are job openings related to skills required by Compliance Analyst. Select any job title you are interested in and start to search job requirements.
The following is the career advancement route for Compliance Analyst positions, which can be used as a reference in future career path planning. As a Compliance Analyst, it can be promoted into senior positions as a Compliance Specialist IV that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Compliance Analyst. You can explore the career advancement for a Compliance Analyst below and select your interested title to get hiring information.
If you are interested in becoming a Compliance Analyst, you need to understand the job requirements and the detailed related responsibilities. Of course, a good educational background and an applicable major will also help in job hunting. Below are some tips on how to become a Compliance Analyst for your reference.
Step 1: Understand the job description and responsibilities of an Accountant.
Quotes from people on Compliance Analyst job description and responsibilities
Compliance analysts can help ensure that your organization's products or processes meet compliance specifications.
03/13/2022: Hopkinsville, KY
They can audit members of professional organizations to determine whether they meet the standards set by the organization.
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Most of them contribute to security designs through acquisitions and/or system developments to deliver and maintain a compliant system.
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Help companies remain compliant with regulations, thus preparing them for audits.
03/13/2022: Columbus, OH
The compliance analyst has a duty to maintain legal and regulatory compliance by researching, analyzing, and communicating regulatory requirements and obtaining the appropriate approvals.
02/27/2022: Casper, WY
Step 2: Knowing the best tips for becoming an Accountant can help you explore the needs of the position and prepare for the job-related knowledge well ahead of time.
Career tips from people on Compliance Analyst jobs
Every compliance analyst has slightly different duties, tasks, and responsibilities due to varying job descriptions.
12/30/2021: Billings, MT
Smaller organizations still focus on having a single compliance specialist rather than a complete department.
01/25/2022: Santa Cruz, CA
Sometimes, the compliance analyst works along with the compliance head and other compliance officers.
01/26/2022: Denver, CO
Ability to accurately complete applications for compliance certification.
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Get Certifications and Continue Learning.
12/24/2021: Saginaw, MI
Step 3: View the best colleges and universities for Compliance Analyst.
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