4 Compliance Analyst Jobs in Home, KS
Primerica is Hiring a Compliance Analyst Near Home, KS
About This PositionThe Compliance Analyst works on the Electronic Communications Team
Responsibilities & QualificationsThe Compliance Analyst works on the Electronic Communications Team and is responsible for monitoring agent and client electronic communications to ensure that all compliance policies are adhered. The position maintains knowledge and understanding of all product lines offered and company policies regarding mutual fund, variable annuity, and life insurance and loan businesses.
Knowledge, Skills, And Abilities
- Bachelors’ Degree or equivalent experience in the financial services industry
- SIE, Series 6 & Series 26 licenses required (or obtained with a Learning Agreement)
- Fundamental understanding of industry regulations
- Excellent PC skills
- Strong ability to communicate effectively both verbally and in writing and possess excellent interpersonal skills
- Strong leadership and analytical skills
- Strong organizational skills, including the ability to manage multiple tasks and projects simultaneously and meet deadlines
- Ability and willingness to learn new skills related to the successful achievement of departmental goals
- Ability to adapt to changes in rules/procedures easily
- Ability to self-motivate and work in an inter-dependent team environment
- Ability to recognize legal and regulatory issues affecting the liability of the Company
- Ability to meet daily goals
- Bilingual is a plus
Yes
Our Benefits
- Day one health, dental, and vision insurance
- 401(k) Plan with competitive employer match
- Vacation, sick, holiday and volunteer time off
- Life and disability insurance
- Flexible Spending Account & Health Savings Account
- Professional development
- Tuition reimbursement
- Company-sponsored social and philanthropy events
At Primerica, we believe that diversity and inclusion are critical to our future and our mission – creating a foundation for a creative workplace that leads to innovation, growth, and profitability. Through a variety of programs and initiatives, we invest in each employee, seeking to ensure that our people are not only respected as individuals, but also truly valued for their unique perspectives.
Job Summary
Full Time
Insurance
$74k-94k (estimate)
05/31/2024
07/21/2024
OXFORD, PA
15,000 - 50,000
2020
$200M - $500M
Insurance
Related Companies
The job skills required for Compliance Analyst include Initiative, Leadership, Communicates Effectively, Analytical Skills, Financial Services Industry, Organizational Skills, etc. Having related job skills and expertise will give you an advantage when applying to be a Compliance Analyst. That makes you unique and can impact how much salary you can get paid. Below are job openings related to skills required by Compliance Analyst. Select any job title you are interested in and start to search job requirements.
The following is the career advancement route for Compliance Analyst positions, which can be used as a reference in future career path planning. As a Compliance Analyst, it can be promoted into senior positions as a Compliance Specialist IV that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Compliance Analyst. You can explore the career advancement for a Compliance Analyst below and select your interested title to get hiring information.
If you are interested in becoming a Compliance Analyst, you need to understand the job requirements and the detailed related responsibilities. Of course, a good educational background and an applicable major will also help in job hunting. Below are some tips on how to become a Compliance Analyst for your reference.
Step 1: Understand the job description and responsibilities of an Accountant.
Quotes from people on Compliance Analyst job description and responsibilities
Compliance analysts can help ensure that your organization's products or processes meet compliance specifications.
03/13/2022: Hopkinsville, KY
They can audit members of professional organizations to determine whether they meet the standards set by the organization.
03/11/2022: Fresno, CA
Most of them contribute to security designs through acquisitions and/or system developments to deliver and maintain a compliant system.
02/10/2022: Clearwater, FL
Help companies remain compliant with regulations, thus preparing them for audits.
03/13/2022: Columbus, OH
The compliance analyst has a duty to maintain legal and regulatory compliance by researching, analyzing, and communicating regulatory requirements and obtaining the appropriate approvals.
02/27/2022: Casper, WY
Step 2: Knowing the best tips for becoming an Accountant can help you explore the needs of the position and prepare for the job-related knowledge well ahead of time.
Career tips from people on Compliance Analyst jobs
Every compliance analyst has slightly different duties, tasks, and responsibilities due to varying job descriptions.
12/30/2021: Billings, MT
Smaller organizations still focus on having a single compliance specialist rather than a complete department.
01/25/2022: Santa Cruz, CA
Sometimes, the compliance analyst works along with the compliance head and other compliance officers.
01/26/2022: Denver, CO
Ability to accurately complete applications for compliance certification.
03/08/2022: Fayetteville, AR
Get Certifications and Continue Learning.
12/24/2021: Saginaw, MI
Step 3: View the best colleges and universities for Compliance Analyst.
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