5 Director of Platforms Governance Jobs in Denver, CO
SORT BY
R
R
A
S
R
Robinhood is Hiring a Director of Platforms Governance Near Denver, CO
Join a leading fintech company that’s democratizing finance for all.Robinhood Markets was founded on a simple idea: that our financial markets should be accessible to all. With customers at the heart of our decisions, Robinhood and its subsidiaries and affiliates are lowering barriers and providing greater access to financial information. Together, we are building products and services that help create a financial system everyone can participate in.
With growth as the top priority...The business is seeking curious, growth-minded thinkers to help shape our vision, structures and systems; playing a key-role as we launch into our ambitious future. If you’re invigorated by our mission, values, and drive to change the world — we’d love to have you apply.
About the team role The Governance Team with Robinhood Markets Platforms comprised of the Customer Experience and Customer Trust & Safety areas works with various Robinhood entities including the Operational and Compliance teams at Robinhood Securities, LLC ("RHS"), Robinhood Financial, LLC (“RHF”), Robinhood Crypto LLC (RHC) and Financial Crimes to drive a culture of governance and compliance that actively supports the people, process and technologies vital to our business. We strive to design and implement effective compliance and supervisory related programs to protect customers, promote market integrity, and reduce regulatory, financial, operational and reputation risk.As the Director of Platforms Governance you’ll be responsible for providing governance and compliance support for the customer experience and customer trust and safety functions to ensure their compliance and regulatory obligations are fulfilled. You’ll also work to collaborate with other business stakeholders to ensure that Platforms has the appropriate governance and compliance processes and procedures in place to support the various business units and the relevant regulators.
The role is located in the office location(s) listed on this job description which will align with our in-office working environment. Please connect with your recruiter for more information regarding our in-office philosophy and expectations.What You’ll Do
Zone 1 (Menlo Park, CA; New York, NY; Bellevue, WA; Washington, DC)
$213,000—$250,000 USD
Zone 2 (Denver, CO; Westlake, TX; Chicago, IL)
$187,000—$220,000 USD
Zone 3 (Lake Mary, FL)
$166,000—$195,000 USD
Click here to learn more about available Benefits, which vary by region and Robinhood entity.
We’re looking for more growth-minded and collaborative people to be a part of our journey in democratizing finance for all. If you’re ready to give 100% in helping us achieve our mission—we’d love to have you apply even if you feel unsure about whether you meet every single requirement in this posting. At Robinhood, we're looking for people invigorated by our mission, values, and drive to change the world, not just those who simply check off all the boxes.
Robinhood embraces a diversity of backgrounds and experiences and provides equal opportunity for all applicants and employees. We are dedicated to building a company that represents a variety of backgrounds, perspectives, and skills. We believe that the more inclusive we are, the better our work (and work environment) will be for everyone. Additionally, Robinhood provides reasonable accommodations for candidates on request and respects applicants' privacy rights. Please review the specific Robinhood Privacy Policy applicable to the country where you are applying.
With growth as the top priority...The business is seeking curious, growth-minded thinkers to help shape our vision, structures and systems; playing a key-role as we launch into our ambitious future. If you’re invigorated by our mission, values, and drive to change the world — we’d love to have you apply.
About the team role The Governance Team with Robinhood Markets Platforms comprised of the Customer Experience and Customer Trust & Safety areas works with various Robinhood entities including the Operational and Compliance teams at Robinhood Securities, LLC ("RHS"), Robinhood Financial, LLC (“RHF”), Robinhood Crypto LLC (RHC) and Financial Crimes to drive a culture of governance and compliance that actively supports the people, process and technologies vital to our business. We strive to design and implement effective compliance and supervisory related programs to protect customers, promote market integrity, and reduce regulatory, financial, operational and reputation risk.As the Director of Platforms Governance you’ll be responsible for providing governance and compliance support for the customer experience and customer trust and safety functions to ensure their compliance and regulatory obligations are fulfilled. You’ll also work to collaborate with other business stakeholders to ensure that Platforms has the appropriate governance and compliance processes and procedures in place to support the various business units and the relevant regulators.
The role is located in the office location(s) listed on this job description which will align with our in-office working environment. Please connect with your recruiter for more information regarding our in-office philosophy and expectations.What You’ll Do
- Lead the Platforms (CTS and CX) Governance and Policy team and partner across Platforms and Robinhood’s Business Entities (Brokerage, Cash, Crypto, Financial Crimes and others) to protect our customers and adhere to regulatory requirements by creating and maintaining a robust governance program
- Lead the Platforms partnership with business entities to provide a feedback loop on performance levels, key metrics, outstanding issues, updates to service agreements and product launches on a regular cadence
- Lead the selection of topics and preparation of materials for committee presentations, including leadership entity syncs and the Robinhood Fraud Risk Advisory Committee
- Ensure the develop infrastructure for creation, implementation and maintenance of a library of policies and procedures as they relate to Platforms
- Work with Robinhood’s business entities to include COO’s and CCO’s to develop and refine Platforms related policies and procedures involving those entities
- Develop, maintain and provide oversight of the Platforms change management process
- Ensure that Robinhood is operating a program that is in compliance with the regulatory requirements of Regulation S-ID (Identity Theft Prevention Program)
- Lead the Platforms Issues management process to include intake, coordinating the resolution of issues, reporting status updates and documenting issue remediation
- Oversee the handling of regulatory requests and responses provided to Compliance and Legal involving regulatory exam and investigation requests related to Platforms functions
- Partner with Platforms teams to ensure teams are adhering to WSPs and service agreement requirements
- Work with Robinhood’s business entities to develop and refine service agreements as necessary
- Act as liaison between Internal Audit and Platforms during all examinations and reviews
- Provide leadership and oversight to the vulnerable persons team lead and ensure adequate training, policies and procedures are in place across all Robinhood entities to prevent and detect the financial exploitation of senior or vulnerable persons and ensure compliance with all federal, state and SRO rules and regulations.
- Provide leadership and oversight to the Supervision and Operations leaders and Consultants to ensure appropriate supervisory reviews are being conducted and documented within Brokerage, Crypto, Money and other entities as required.
- Ensure the evaluation of trends and patterns for items such as complaints, regulator received items and issues
- Ensure proper adherence to books and records requirements as it relates to Platforms governance
- Special assignments and projects within Platforms as appropriate and required
- 8-10 years of financial services experience, bonus points for experience with broker-dealer compliance or supervision, or prior experience at a regulator
- Familiarity with regulations and rules relevant to vulnerable investors
- Strong communication skills that builds trusted relationships among business partners, such as business principals and registered representatives
- Ability to work through ambiguity by taking responsibility, prioritizing, and meeting deadlines
- Experience with indirect leadership, as this role requires frequent guiding, coaching and training other employees across the group within an area of expertise.
- Advanced research, writing, and project management skills
- Ability to work independently and cross-functionally with impactful results
- Resourceful and adaptive in fast-paced, entrepreneurial environment
- Problem solver with keen attention to detail
- FINRA SIE, Series 7, Series 24 or 9/10 (or ability to obtain in 90 days)
- Market competitive and pay equity-focused compensation structure
- 100% paid health insurance for employees with 90% coverage for dependents
- Annual lifestyle wallet for personal wellness, learning and development, and more!
- Lifetime maximum benefit for family forming and fertility benefits
- Dedicated mental health support for employees and eligible dependents
- Generous time away including company holidays, paid time off, sick time, parental leave, and more!
- Lively office environment with catered meals, fully stocked kitchens, and geo-specific commuter benefits
Zone 1 (Menlo Park, CA; New York, NY; Bellevue, WA; Washington, DC)
$213,000—$250,000 USD
Zone 2 (Denver, CO; Westlake, TX; Chicago, IL)
$187,000—$220,000 USD
Zone 3 (Lake Mary, FL)
$166,000—$195,000 USD
Click here to learn more about available Benefits, which vary by region and Robinhood entity.
We’re looking for more growth-minded and collaborative people to be a part of our journey in democratizing finance for all. If you’re ready to give 100% in helping us achieve our mission—we’d love to have you apply even if you feel unsure about whether you meet every single requirement in this posting. At Robinhood, we're looking for people invigorated by our mission, values, and drive to change the world, not just those who simply check off all the boxes.
Robinhood embraces a diversity of backgrounds and experiences and provides equal opportunity for all applicants and employees. We are dedicated to building a company that represents a variety of backgrounds, perspectives, and skills. We believe that the more inclusive we are, the better our work (and work environment) will be for everyone. Additionally, Robinhood provides reasonable accommodations for candidates on request and respects applicants' privacy rights. Please review the specific Robinhood Privacy Policy applicable to the country where you are applying.
Job Summary
JOB TYPE
Full Time
SALARY
$105k-132k (estimate)
POST DATE
07/14/2024
EXPIRATION DATE
09/09/2024
WEBSITE
legins.net
HEADQUARTERS
Tempe, AZ
SIZE
<25
Related Companies
Show more
Similar Jobs
Popular Articles
Top 10 Things to Avoid Putting on a Job Application
Read Article
How to Describe Your Education in a Resume
Read Article
How to Write a Memorable Cover Letter in 5 Ways
Read Article
4 Personal Finance Tips to Make During Job Transition
Read Article
4 Best Camera Setups for Interview
Read Article
Keeping a Job Search Journal: 9 Types of Journaling You Can Do
Read Article
