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Rockefeller Capital Management
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Compliance Analyst
Tandym Group New York, NY
$100k-126k (estimate)
Full Time 2 Months Ago
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Tandym Group is Hiring a Compliance Analyst Near New York, NY

A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements.
Responsibilities:
The Compliance Analyst will:

  • Preparing regulatory filings
  • Collaborating with the Compliance staff to support the firm's business units
  • Designing and reviewing automated compliance monitoring reports
  • Ensuring adherence to compliance policies
  • Working on long-term projects to maintain the firm's high standards of compliance with new and existing regulations
  • Performing other duties, as needed

Qualifications:

  • 1 year of related Compliance experience
  • Bachelor's Degree or higher
  • Excellent analytical abilities
  • Great interpersonal skills
  • Excellent communication skills (written and verbal)

Desired Skills:

  • Prior experience in Paralegal work, Accounting, Financial Operations, Compliance, and/or Investment Management is beneficial but not required.

Job Summary

JOB TYPE

Full Time

SALARY

$100k-126k (estimate)

POST DATE

04/24/2024

EXPIRATION DATE

07/20/2024

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Tandym Group
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The job skills required for Compliance Analyst include Compliance Monitoring, Communication Skills, etc. Having related job skills and expertise will give you an advantage when applying to be a Compliance Analyst. That makes you unique and can impact how much salary you can get paid. Below are job openings related to skills required by Compliance Analyst. Select any job title you are interested in and start to search job requirements.

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The following is the career advancement route for Compliance Analyst positions, which can be used as a reference in future career path planning. As a Compliance Analyst, it can be promoted into senior positions as a Compliance Specialist IV that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Compliance Analyst. You can explore the career advancement for a Compliance Analyst below and select your interested title to get hiring information.

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If you are interested in becoming a Compliance Analyst, you need to understand the job requirements and the detailed related responsibilities. Of course, a good educational background and an applicable major will also help in job hunting. Below are some tips on how to become a Compliance Analyst for your reference.

Step 1: Understand the job description and responsibilities of an Accountant.

Quotes from people on Compliance Analyst job description and responsibilities

Compliance analysts can help ensure that your organization's products or processes meet compliance specifications.

03/13/2022: Hopkinsville, KY

They can audit members of professional organizations to determine whether they meet the standards set by the organization.

03/11/2022: Fresno, CA

Most of them contribute to security designs through acquisitions and/or system developments to deliver and maintain a compliant system.

02/10/2022: Clearwater, FL

Help companies remain compliant with regulations, thus preparing them for audits.

03/13/2022: Columbus, OH

The compliance analyst has a duty to maintain legal and regulatory compliance by researching, analyzing, and communicating regulatory requirements and obtaining the appropriate approvals.

02/27/2022: Casper, WY

Step 2: Knowing the best tips for becoming an Accountant can help you explore the needs of the position and prepare for the job-related knowledge well ahead of time.

Career tips from people on Compliance Analyst jobs

Every compliance analyst has slightly different duties, tasks, and responsibilities due to varying job descriptions.

12/30/2021: Billings, MT

Smaller organizations still focus on having a single compliance specialist rather than a complete department.

01/25/2022: Santa Cruz, CA

Sometimes, the compliance analyst works along with the compliance head and other compliance officers.

01/26/2022: Denver, CO

Ability to accurately complete applications for compliance certification.

03/08/2022: Fayetteville, AR

Get Certifications and Continue Learning.

12/24/2021: Saginaw, MI

Step 3: View the best colleges and universities for Compliance Analyst.

Florida Southern College
Colby College
Dartmouth College
University of Notre Dame
Western Washington University
Canisius College
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