A financial services firm in New York City is currently seeking an experienced Auditor for a promising Senior-level position with their growing Internal Audit Department. In this role, the Senior Auditor will be responsible for participating in the execution of risk related internal audits of various complexities, executing audit work in accordance with IIA standards and IAD policies and procedures.

Responsibilities:

The Senior Auditor will:

• Execute audit work as assigned including planning, testing, issue identification and report writing
• Effectively communicate with stakeholder and Audit Senior Management to clearly articulate audit strategy, testing results and corrective measures
• Assist with the delivery and execution of IAD's broader audit plan and assurance duties
• Participate in quarterly and annual continuous monitoring / risk assessment process to identify business trends and changes in the business risk profile
• Track and validate closure of issues raised by the department and regulators.
• Assist with special projects related to business process improvements or departmental strategic initiatives
• Perform other duties, as needed

Qualifications:

• 5 years of Internal Audit and/or Risk Management experience in the Banking and/or Finance industry
• Bachelor's Degree in Accounting, Finance, and/or a related field
• Working knowledge of non-Financial Risk topics, Risk Management practices, and Banking / Capital Markets products
• Working knowledge of the Risk and Control self-assessment process and the lifecycle of third-party engagements.
• Solid understanding of applicable Regulatory standards / guidance for a Bank Holding Company / Broker Dealer
• Strong understanding of Audit techniques, workpaper standards, internal controls,, and IIA Standards
• Great interpersonal skills
• Excellent communication skills (written and verbal)
• Strong attention to detail
• Highly organized