162 Jr. Compliance Analyst Jobs in New York, NY
TBG | The Bachrach Group is Hiring a Jr. Compliance Analyst Near New York, NY
Our client is a well-established, global investment bank and asset manager seeking a junior Compliance Analyst to join its first in class Compliance team. This provides an excellent opportunity for training and advancement within Financial Services Compliance & Regulation.
Key responsibilities will include:
- Monitoring employee electronic communications
- Assisting with new employee onboarding and compliance training
- Daily surveillance of the firm's Personal Investment Policy utilizing a 3rd party vendor system (StarCompliance)
- Managing employee licensing and reporting.
- Other compliance and administrative projects as required.
Requirements:
- BA in Finance or related field.
- A minimum of 1 year experience in a Compliance role in a regulated financial services environment (Broker Dealer or Asset Management ideally)
- Highly ambitious to build a career with Compliance & Regulation.
This is primarily an in-office role at the Firm's NYC Headquarters.
Job Summary
Full Time
$80k-107k (estimate)
07/02/2024
07/15/2024
The following is the career advancement route for Jr. Compliance Analyst positions, which can be used as a reference in future career path planning. As a Jr. Compliance Analyst, it can be promoted into senior positions as a Compliance Analyst (Banking), Sr. that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Jr. Compliance Analyst. You can explore the career advancement for a Jr. Compliance Analyst below and select your interested title to get hiring information.
