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Job Description
You will have strong analytical, process management and communication skills with a proven ability to work with cross functional teams. You will be responsible for managing interactions with regulatory agencies to ensure compliance with applicable laws and regulations. You will be responsible for preparing regulatory submissions, and coordinating responses to inquiries from regulatory authorities. You will also monitor changes in regulations and communicate their impact on the organization to stakeholders. Strong attention to detail, excellent communication skills, and a thorough understanding or regulatory requirements are essential for this role. You will provide compliance advice in a fast-paced business setting, with the ability to prioritize and work in a highly dynamic and changing environment. You will provide guidance and technical expertise that supports the design, implementation and oversight of the compliance program established to support the broker-dealer and will monitor and act upon regulatory developments relating to Compliance Risks and associated regulatory obligations, including relevant SEC, FINRA and state rules.
Job Responsibilities
Qualifications
Skills / Attributes
Additional Information
Tradeweb is committed to providing valuable and competitive benefits. In addition to working in our culture of innovation and collaboration, we offer:
Other Benefit Programs
Company Description
Tradeweb Markets is a world leader in the evolution of electronic trading. A fintech company serving approximately 2,500 clients – including the world’s largest banks, asset managers, hedge funds, insurance companies, wealth managers and retail clients -- in more than 65 countries across the globe. Since our first trade in 1998, we have helped transform and electronify the fixed income markets. Tradeweb is a culture built on innovation, creativity and collaboration. Through a combination of very talented and driven people, innovative products and solutions, cutting-edge technology, market data, and a vast network of clients, we continue to work together to improve the way financial markets trade.
Mission: Move first and never stop. Collaborate with clients to create and build solutions that drive efficiency, connectivity, and transparency in electronic trading.
Tradeweb Markets LLC ("Tradeweb") is proud to be an EEO Minorities/Females/Protected Veterans/Disabled/Affirmative Action Employer.
https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf
Full Time
Securities
$125k-166k (estimate)
09/02/2024
10/08/2024
tradeweb.com
BOCA RATON, FL
500 - 1,000
1996
LAURIE SCIPIO
$1B - $3B
Securities
Tradeweb Markets Inc. (Nasdaq: TW) is a leading, global operator of electronic marketplaces for rates, credit, equities and money markets. Founded in 1996, the company provides access to markets, data and analytics, electronic trading, straight-through-processing and reporting in more than 40 products to clients in the institutional, wholesale and retail markets. Advanced technologies developed by Tradeweb enhance price discovery, order execution and trade workflows while allowing for greater scale and helping to reduce risks in client trading operations. The company serves approximately 2,500... clients in more than 65 countries. On average, Tradeweb facilitated more than $920 billion in notional value per day over the past four fiscal quarters.
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