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Senior Compliance Associate – The Senior Compliance Associate will work with the Compliance team to implement the firm’s compliance program. The Senior Associate will be a key member of the Compliance team with opportunities for advancement within Compliance subject to meeting agreed upon growth goals. The Associate must interact with employees at all levels of the firm (C-Suite and below) and with all departments (Investments, Trading, Marketing, Operations). At Westfield, we value collaboration and encourage team members to be active participants and take on new responsibilities when ready.
Hours
Westfield Capital’s office hours are 8:30 a.m. to 5:00 p.m.; however extra hours are required during quarter end and reporting periods. Will be required to stay until the Trading desk has completed end of day each night which on occasion will be after 5:00 p.m.
Reporting to
Deputy Chief Compliance Officer
Compensation
Westfield offers a competitive base salary and participation in the Westfield Capital staff bonus pool and the Westfield 401k Plan with employer matching. Westfield Capital also provides comprehensive health, vision and dental coverage and assistance with tuition for business related education.
Requirements
Candidates must have strong organizational and time management skills, with the ability to prioritize in a fast-paced and constantly changing environment. Exceptional attention to detail, strong communication and interpersonal skills, and the ability to work independently and as part of a team are essential. Knowledge of regulatory requirements and compliance best practices is required. Candidates should have four to six years of compliance experience, with experience in the mutual fund industry being essential. Strong analytical thinking and problem-solving skills, as well as proficiency in compliance software and Microsoft Office, are also necessary.
Responsibilities
The position will encompass the following responsibilities:
QUALIFICATIONS
Full Time
$93k-117k (estimate)
06/24/2024
07/13/2024
westfieldcapital.com
BOSTON, MA
50 - 100
1989
WILLIAM A MUGGIA
$50M - $200M
Investment Management
The following is the career advancement route for Senior Compliance Associate positions, which can be used as a reference in future career path planning. As a Senior Compliance Associate, it can be promoted into senior positions as a Compliance Specialist IV that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Senior Compliance Associate. You can explore the career advancement for a Senior Compliance Associate below and select your interested title to get hiring information.