Compliance Analyst

We are partnered with a financial services firm in New York City dedicated to supporting private equity and debt fund managers. They are seeking an AML/KYC Compliance Analyst to join their growing team. In this role, you will ensure compliance with anti-money laundering (AML) and know-your-customer (KYC) regulations by conducting thorough investor due diligence and monitoring risks. This is an excellent opportunity for a proactive, detail-oriented professional who excels in a fast-paced environment.

Key Responsibilities:

• Perform investor AML/KYC checks using a risk database system.
• Manage and follow up on pending investor documentation from clients.
• Maintain and organize tracking logs to monitor ongoing progress.
• Review and clear daily alerts generated by the risk database.
• Escalate alerts to cases for further review as needed, ensuring timely resolution.

Our AML/KYC Services:

• Conduct AML/KYC due diligence checks at fund launch using a world-class risk intelligence database.
• Screen investor information for potential concerns such as:
• Sanctions lists (e.g., OFAC, EU CFSP)
• Legal enforcement actions against investors
• Politically exposed person (PEP) identification
• Negative news related to investors or affiliates
• Perform ongoing investor screening and monitoring.
• Conduct similar screenings for LP transferees as applicable.

Qualifications:

• Must-Have: Strong knowledge of AML practices and procedures.
• Familiarity with regulatory frameworks is ideal but not mandatory.
• Bachelor’s degree is required.
• Strong analytical, organizational, and time management skills.
• Ability to prioritize tasks and work proactively in a fast-paced environment.