Transaction Regulatory Reporting Analyst

Title : Transaction Regulatory Reporting Analyst

Location : NYC, NY

Hybrid - 3 days a week

Responsibility:

• Perform substantive analysis to gather requirements including data tracing from trade capture systems to the regulatory reporting
• Lead independent Implementation on Transaction regulatory reporting.
• Design Control Models to validate and test requirements.
• Perform data analysis to identify anomalies as part of findings, based on facilitation with stake holders.
• Maintain up-to-date knowledge of financial/regulatory reporting requirements.
• Document findings, determine root cause of action and conclusions with reporting to the stakeholders
• Implementing data entry validation checks to ensure accurate and valid data.
• Conducting data reconciliation to identify discrepancies or inconsistencies.
• Performing data quality checks to address issues such as missing values or duplicate records.
• Verifying data accuracy through independent cross-checks and audits.
• Establishing data governance policies and controls to maintain data accuracy.
• Monitoring and reporting mechanisms to track data accuracy.
• Continuously improving data accuracy processes and controls based on feedback and best practices.

Non-technical skills:

• Understanding of Transaction reg reporting
• US CFTC , CAT , OFR, 605-606 etc
• UK PTT, EMIR , MIFID etc
• APAC MAS, DSOL etc
• Ability to translate business requirements into technical specifications and ensure they meet stakeholder expectations.
• Highly detail-oriented with excellent communication and analytical skills.
• Ability to effectively communicate between development and business teams.
• Familiarity with financial products and trade lifecycle.
• Proven track record of building strong collaborative relationships with business partners and department leads.

Tech Skills:

• Proficient in writing, updating, and executing SQL queries.
• Strong excel skills.
• Basic ability to read code.
• Knowledge of Python, particularly pandas Data frame.
• Familiarity with validation and control points for data accuracy.

Thanks & Regards

Shobana Prabhakar |Technical Recruiter |Dizer Corp.

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