What are the responsibilities and job description for the AML Audit Assistant Vice President position at Social Capital Resources?
Top-Tier Investment Bank in Midtown, Manhattan is seeking an AML Assistant Vice President of Internal Audit!
Responsibilities:
- To independently carry out audit planning and fieldwork, including:
- A preliminary assessment of the audited activity highlighting the related risks and controls
- Interviews, testing and analysis of the results of the controls planned in the audit program
- To document clearly and precisely in test sheets the controls performed and the conclusions reached
- To identify and report on strengths and weaknesses of the audited areas, to analyze the root causes and consequences of the identified weaknesses, to formalize possible remediation and recommendations to address the findings and to conclude on the effectiveness and efficiency of the control set-up and business practicesTo conduct recommendations follow-ups to monitor whether adequate corrective actions have been taken prior to closing any recommendations
- To ensure proper archiving of any supporting documentation, audit evidence and deliverables.
Qualifications:
- Bachelor's Degree
- Master's Degree is preferred
- 5 years working in an Audit position within Financial Services
- 5 years working with AML and International Sanctions
- Industry recognized certification (CPA, CIA, CISA, ACAMS)
Salary : $110,000 - $130,000
