What are the responsibilities and job description for the Client Onboarding Analyst position at Social Capital Resources?
Financial Firm in Midtown, Manhattan is seeking a Client Onboarding Analyst for a full-time position!
- 2 years of experience in Account On-boarding/Customer Service
- Serve as primary point of contact for new and existing clients
- Familiar with Regulatory requirements related to opening accounts
- Ensure timely and accurate account opening
- KYC, AML, Compliance
- Experience at a self-clearing & introducing broker dealer
- Work Closely with Front Office, Technology & Compliance to ensure proper setup across all relevant systems
- Ability to be a self-starter and work to review and enhance procedures
- Assist with internal and external reviews and audits
- FIS Phase 3 experience is a huge plus
- This will be the new Books and Records Platform
- Series 7, 63 Preferred
- Potential growth into an Institutional Trade Support role
- Series 4/57 required
Salary : $75,000 - $90,000
