What are the responsibilities and job description for the Compliance Specialist III position at Tailored Management?
Job Description : Summary :
The main function of the Compliance Specialist is to ensure arrange, conduct and monitor compliance testing, audits, and investigations.
Job Responsibilities :
- Complies with legal requirements by studying existing and new legislation; enforcing adherence to requirements; advising management on needed actions.
- Monitor, assess, and communicate regulatory changes and emerging compliance risks and trends to key partners and stakeholders.
- Assist business, Compliance, and other control function partners in responding to client escalations by conducting , compiling and presenting research as required.
- Remain current on emerging trends and developments, both within the local region and globally, affecting the regulatory environment.
Summary :
The main function of the Compliance Specialist is to ensure company-wide compliance operations are planned and effectively executed.
Job Responsibilities :
Skills :
Education / Experience :
Pursuant to the California Fair Chance Act, Los Angeles County Fair Chance Ordinance for Employers, Los Angeles Fair Chance Initiative for Hiring Ordinance, and San Francisco Fair Chance Ordinance, qualified applicants will be considered for assignment with arrest and conviction records. Criminal history may have a direct, adverse, and negative relationship with some of the material job duties of this position. These include the duties and responsibilities listed above, as well as the abilities to adhere to company policies, exercise sound judgment, effectively manage stress and work safely and respectfully with others, exhibit trustworthiness, meet client expectations, standards, and accompanying requirements, and safeguard business operations and company reputation.
Comments for Suppliers : Onsite NY only, likely Hybrid (3 days in office, 2 out)
Seeking big tech experience
