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Join our team at an established RIA/Broker Dealer with over three decades of experience, with $85 million in Assets Under Management (AUM). Split between $27 million on the RIA side and $58 million on the Broker Dealer side, our owner is seeking a Compliance Officer to replace the current third-party compliance officer.
We're seeking candidates with a minimum of 5 to 7 years of compliance officer experience.
Based in Wellington, Florida, the position offers a hybrid work arrangement with flexible hours, requiring initial on-site presence.
The ideal candidate will assist in establishing necessary paperwork and procedures in-house for a few months. Immediate availability is preferred, with potential benefits, bonus plans, and revenue-sharing opportunities available.
Series 7 , 66 , 24 preferred (or at least 7 or 66)
If you're ready to join a dynamic team with a lot of growth potential and want to get in at ground level this is for you!
Job Type: Full-time
Pay: $50,000.00 - $85,000.00 per year
Schedule:
Ability to Relocate:
Work Location: In person
Full Time
Durable Manufacturing
$79k-109k (estimate)
05/05/2024
06/10/2024
pmiind.com
ROCHESTER, NY
25 - 50
1976
V SHELDON ALFIERO
$5M - $10M
Durable Manufacturing
PMI Industries believes ultimate engineering equals ultimate value. PMI creates high-end, custom engineered subsea cable hardware designed to guard against cable and equipment damage, extend service life and maintain cable integrity in extreme underwater environments. Our hardware is proven to reduce the cost of maintaining subsea cables over time. Thats the Power of PMI. Visit us on line at www.pmiind.com.
The following is the career advancement route for Compliance Officer positions, which can be used as a reference in future career path planning. As a Compliance Officer, it can be promoted into senior positions as a Compliance Specialist IV that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Compliance Officer. You can explore the career advancement for a Compliance Officer below and select your interested title to get hiring information.