Exciting new New York/New Jersey based Self-Clearing Broker-Dealer is searching for a self-motivated, team-oriented Controller/FINOP. This position has room for significant growth as the Controller/FINOP will be given the opportunity to grow into the role as the firms CFO.

Responsibilities:

· Calculate the daily and weekly 15c3-3 Reserve computation.

· Calculate the daily and weekly 15c3-1 Net Capital projections.

· Create management reports to monitor capital and liquidity on a daily basis.

· Create daily available collateral report(s) for Treasury Management.

· Review and file monthly FOCUS Report .

· Responsible for daily bank reconciliations.

· Work with executive team as needed.

Qualified candidates must have experience working at a Self-Clearing Broker-Dealer as either a Controller or FINOP.

Salary 150k-200k base plus bonus and benefits