6 Jobs in Carol Stream, IL
Talently Recruiting is Hiring an Assistant General Counsel Near Wheaton, IL
Job Title : Assistant General Counsel
Location: Wheaton, IL (Onsite)
Compensation: $150K-240K Bonus DOE
Skills: Corporate Experience related to either Securities (33 Act, public offerings), or M&As, Private Equity, Private Fund, FINRA, Broker Dealer, Fund Compliance, Investor Advisor compliance.
We are a trusted Mutual Fund and Financial Services company that needs an exceptional Assistant General Counsel to join our elite legal team. If you have 5 years of corporate experience and a passion for Securities Law, then this may be a perfect fit for you!
In this role, you will:
- Ensure compliance with applicable securities laws and regulations governing mutual funds, such as the Investment Company Act of 1940.
- Help manage a core group of mutual funds and assist in the creation and registration of mutual funds
- Review registration statements and annual shareholder reports
- Attend board meetings and review board materials, and ensure adherence to internal policies and regulatory requirements
- Identify and manage risks associated with mutual fund operations and conduct due diligence for potential investments, ensuring that funds are in compliance with legal and regulatory requirements
- Conduct legal due diligence for corporate transactions, mergers, acquisitions, and other strategic initiatives.
- Perform tasks assigned by Senior Corporate Counsel
Must Have Skills:
- 5 years of Corporate Experience in either Securities, Financial Services or M&As
Nice to Have Skills:
- Compliance Experience is a major plus!
- M&A Experience is a major plus!
- Experience with Investment Advisors Act, Investment Company Act of 1940, SEC, FINRA (Financial Industry Regulatory Authority)
- Private Equity Experience is a plus!
What's In It for You:
- $150K-240K Bonus
- Health Benefits
- 401K
Job Summary
Full Time
$191k-242k (estimate)
06/27/2024
07/15/2024
The following is the career advancement route for Assistant General Counsel positions, which can be used as a reference in future career path planning. As an Assistant General Counsel, it can be promoted into senior positions as an Associate General Counsel that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Assistant General Counsel. You can explore the career advancement for an Assistant General Counsel below and select your interested title to get hiring information.
If you are interested in becoming an Assistant General Counsel, you need to understand the job requirements and the detailed related responsibilities. Of course, a good educational background and an applicable major will also help in job hunting. Below are some tips on how to become an Assistant General Counsel for your reference.
Step 1: Understand the job description and responsibilities of an Accountant.
Quotes from people on Assistant General Counsel job description and responsibilities
Assist the COO and General Counsel with research (non-legal), correspondence and reports.
03/04/2022: Provo, UT
Whenever the management of the organization requires legal advice on any matter (say, a game-changing strategic decision), they’ll turn towards the assistant general counsel.
02/26/2022: Temple, TX
As mentioned above, the assistant general counsel works under a chief legal officer/chief legal counsel/general counsel.
03/16/2022: Grand Rapids, MI
The assistant general counsel, together with the general counsel, oversees the corporate governance to ensure the organization doesn’t break any law.
03/03/2022: Gulfport, MS
The assistant general counsel liaises with the external counsel, provides support, and collaborates to create legal strategies.
01/27/2022: Honolulu, HI
Step 2: Knowing the best tips for becoming an Accountant can help you explore the needs of the position and prepare for the job-related knowledge well ahead of time.
Career tips from people on Assistant General Counsel jobs
Get some operating business experience.
03/22/2022: Charlotte, NC
Strive to be (or remain) an excellent lawyer.
03/04/2022: Racine, WI
Work collaboratively with outside counsel.
03/13/2022: Greensboro, NC
Develop strong relationships with other C-level executives.
01/26/2022: Tacoma, WA
Serve as a steward and guardian.
01/09/2022: Yakima, WA
Step 3: View the best colleges and universities for Assistant General Counsel.
