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Operations Supervisor
Ballina Capital, LLC El Segundo, CA
$70k-88k (estimate)
Full Time 2 Days Ago
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Ballina Capital, LLC is Hiring an Operations Supervisor Near El Segundo, CA

Company Description

Ballina Capital, LLC is a financial firm based in El Segundo, CA. We manage roughly $151 million in assets and are SEC registered. Our focus is on publicly traded International Equities with a value style investment strategy.

Role Description

This is a full-time hybrid role as an Operations Supervisor. We are a small firm, and we need all hands on deck in terms of Operations. This role will likely break down as 60% Operations, 40% Compliance, at least in the short term. When we refer to Operations we mean dealing with our Bank Custodians and Service Providers on onboarding, documentation, trade and settlement issues. There are new items that arise to be dealt with every few days and every week. The best fit will be those that can appreciate the challenges of a small entrepreneurial firm and having to learn new things. There will be a part time employee that reports to you. Delegating responsibilities and managing this person is part of this role. We currently use a Compliance Consultant, and we will most likely continue to use that firm. In terms of Compliance, you will be responsible for overseeing compliance activities, conducting risk assessments (with emphasis on protecting against trade errors), and managing reporting monthly/quarterly reporting requirements from our clients. It is our hope that you will take the title of Chief Compliance Officer from a regulatory perspective, perhaps not immediately, but within the first few months. This role is located in El Segundo, CA but offers flexibility for some remote work. You must live in Southern California in order to fulfill the in office part of the role.

Qualifications

  • Experience in Operations role for buyside Investment Management firm
  • Experience working with Bank Custodians in onboarding new clients
  • Experience with back office and Trade Settlement
  • Experience in compliance management and regulatory compliance is a plus
  • Strong analytical skills
  • Excellent communication skills
  • Understanding of finance
  • Ability to identify and mitigate risks
  • Detail-oriented approach
  • Ability to work independently and remotely
  • Experience with SEC regulations is a plus
  • Professional certification in compliance or related field is a plus
  • Bachelors degree in Business, Finance or Accounting

Job Summary

JOB TYPE

Full Time

SALARY

$70k-88k (estimate)

POST DATE

06/20/2024

EXPIRATION DATE

12/15/2024

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The job skills required for Operations Supervisor include Communication Skills, Analytical Skills, Accounting, Onboarding, etc. Having related job skills and expertise will give you an advantage when applying to be an Operations Supervisor. That makes you unique and can impact how much salary you can get paid. Below are job openings related to skills required by Operations Supervisor. Select any job title you are interested in and start to search job requirements.

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The following is the career advancement route for Operations Supervisor positions, which can be used as a reference in future career path planning. As an Operations Supervisor, it can be promoted into senior positions as an Operations Manager that are expected to handle more key tasks, people in this role will get a higher salary paid than an ordinary Operations Supervisor. You can explore the career advancement for an Operations Supervisor below and select your interested title to get hiring information.

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If you are interested in becoming an Operations Supervisor, you need to understand the job requirements and the detailed related responsibilities. Of course, a good educational background and an applicable major will also help in job hunting. Below are some tips on how to become an Operations Supervisor for your reference.

Step 1: Understand the job description and responsibilities of an Accountant.

Quotes from people on Operations Supervisor job description and responsibilities

Operations supervisors oversee all the activities within a specific department or area of an organization.

04/07/2022: Killeen, TX

Operations supervisors are responsible for leading and supervising a group of employees.

01/21/2022: Bismarck, ND

After supervising employees, operations supervisors are responsible for evaluating their performance and delivering feedback, positive or critical, depending on the employee and the situation.

02/22/2022: Spartanburg, SC

Operations supervisors are responsible for elevated customer support for the customers who have requested to speak to managers or someone with more authority.

03/01/2022: Baton Rouge, LA

Often, supervisors create and oversee their team’s workflow, or the tasks required to complete a job.

02/04/2022: Pensacola, FL

Step 2: Knowing the best tips for becoming an Accountant can help you explore the needs of the position and prepare for the job-related knowledge well ahead of time.

Career tips from people on Operations Supervisor jobs

Supervisors must use active listening skills to understand employee complaints and to work with them to reach a solution.

04/03/2022: Topeka, KS

Some companies require the operations supervisor to make major contributions to the functions of other departments.

04/13/2022: Pierre, SD

Operations supervisors report directly to the director of the department they supervise.

03/07/2022: Idaho Falls, ID

A supervisor oversees the day-to-day performance of employees.

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Therefore, an operations manager needs to have a strong hold over the quality standards of the products.

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Step 3: View the best colleges and universities for Operations Supervisor.

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