Working knowledge about financial markets, regulatory landscape, and associated processes

Experience with regulatory reporting or regulatory controls

Working knowledge of financial products, e.g., equities, fixed income, exchange traded derivatives, OTC derivatives.

Experience in a global firm with Risk and Control / Audit / Legal / Compliance / Project Management background

Working knowledge about project management and business analysis

Experience handling, managing, or contributing toward responses to regulatory enquiries

Working experience with operating on large data sets and BI tools (including SQL and Alteryx