Senior Manager, Regulatory Advisory Compliance

Key Responsibilities:

• Act as the primary compliance advisor to APAC Distribution leadership.
• Oversee first-line compliance activities and support regional sales, marketing, and client services teams.
• Develop and maintain regional policies, procedures, and compliance frameworks.
• Coordinate with legal, global compliance, and risk teams to ensure consistent standards.
• Support regulatory reviews and manage compliance-related projects and training.
• Engage with clients and represent the firm in industry forums and conferences.

Requirements:

• Bachelor’s degree with 8 years of compliance experience, ideally within asset management.
• Strong understanding of APAC regulatory frameworks and asset management products.
• Experience supporting institutional and intermediary clients across markets.
• Excellent interpersonal, communication, and project management skills.
• Ability to work independently and influence stakeholders across multiple jurisdictions.

Preferred:

• Experience across global regulatory environments (e.g., EMEA, U.S.).
• Language skills in Japanese, Mandarin, or other regional languages.
• Familiarity with data processing in financial services and cross-border compliance practices.