Job Posting for AVP Compliance, Asset Management at WilsonHCG Singapore Pte. Ltd.
A leading asset management firm is looking to hire AVP Compliance Singapore to report to APAC Compliance Head. You will be responsible for the following.
Conducting investigations into employee misconduct matters, whistleblowing and alleged violations of policies.
To manage the relationship with local regulatory bodies and auditors.
Staff personal dealing in financial instruments.
Staff conflict of interest situations.
To provide compliance opinion/risk assessment on KYC files and PEP/Sanctions alerts requiring an intervention.
Bachelor with 5 to 10 years of qork experience in financial services industry. Asset management experience is preferred.
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